Historic Preservation Commission Training Session - February 29, 2024
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Historic Preservation Commission Training Session - February 29, 2024
This was a training session for the Historic Preservation Commission (HPC) of Frederick, Maryland, held on February 29, 2024, from approximately 3:45 PM. The session covered legal and procedural aspects of the commission's role, including quasi-judicial decision-making, ethical obligations, open meetings requirements, and guidance on evaluating contributing versus non-contributing historic resources. No applications were heard or voted on.
Quasi-Judicial Role and Defensible Decisions
- Assistant City Attorneys Scott Waxter and Iris Annan led the training.
- Waxter emphasized that the HPC acts in a quasi-judicial capacity, meaning decisions can be appealed to circuit court. He stressed that the commission's decisions must be defensible: no error of law and supported by substantial evidence in the record.
- A decision is upheld if a reasonable mind could reach the same conclusion from the facts. Waxter advised commissioners to cite specific findings from the guidelines, staff reports, or site visits when making motions, especially for denials.
Fair Proceedings and Cross-Examination
- Waxter explained the requirement for public notice, opportunity for applicants to present, public comment, and cross-examination. Any member of the public may request to cross-examine a witness during the hearing, and failing to ask at that time waives the right.
- The chairperson may reasonably limit cross-examination time and prevent harassment, with attorneys available to intervene.
Ex Parte Communications and Conflict of Interest
- Annan defined ex parte communications as any discussion about a pending case with an outside party (including applicants, neighbors, or the public) outside the public hearing. Commissioners must avoid such communications and disclose any that occur at the earliest opportunity.
- Conflict of interest extends beyond statutory relatives (spouse, parent, child, sibling) to situations with friends, neighbors, or any relationship that could impair impartiality. Commissioners must recuse themselves and leave the room if conflicted.
- Waxter noted that commissioners cannot use their office for personal gain (e.g., discounts) and must be cautious about speaking publicly as HPC members on unrelated city matters.
Open Meetings Act and Deliberations
- Waxter outlined that the Open Meetings Act requires public meetings, advance notice, agendas, and minutes. Discussions among a quorum about public business must occur in public; serial electronic communications (email chains, text threads) can violate the act if they simulate a meeting.
- Commissioners may have one-on-one conversations about cases, but should not reach a final decision before the hearing. They must remain open to testimony and deliberation.
Good Motion Making and Avoiding Improper Factors
- Waxter cautioned against using subjective terms like "pretty" or "nice" in motions; decisions must be based on objective criteria from the guidelines.
- Cost to the applicant is not a factor unless an economic hardship argument is formally made (rarely successful). Commissioners must ignore financial hardship pleas.
- The HPC should not consider issues outside its purview, such as parking, building code compliance, or site plan details, unless they directly involve historic preservation.
Building Code vs. Historic Preservation
- Staff planner Christina noted that building code requirements take precedence over historic design recommendations when there is a genuine conflict (e.g., porch post sizes, accessibility). However, applicants must provide documentation from the building department to justify deviations.
- Commissioners were reminded that building code matters are typically handled through staff-level administrative review, and the HPC should not condition approvals on code issues alone.
Evaluating Contributing vs. Non-Contributing Resources
- Christina and planner Sarah presented a visual training on how to determine if a property is contributing or non-contributing to the historic district, using National Register criteria.
- Seven aspects of integrity: location, design, setting, materials, workmanship, feeling, and association. A resource must retain enough of these to help define the district.
- Examples were shown of buildings that lost integrity due to vinyl siding, replacement windows, altered porches, or additions, making them non-contributing. Buildings that retain original form, materials, and features (even with some changes) may still be contributing.
- The period of significance for the HPC is rolling 50 years; for the National Register district it is fixed at 1745–1946. Staff relies on the 2021 National Register update survey for current evaluations.
Future Training
- Christina announced an upcoming training in late March 2024 on archaeology, including a review of the city’s archaeological ordinance and a presentation from a local expert.
- Additional training topics may be requested by commissioners.
Key Outcomes
- No votes or formal decisions were made. The session was purely educational.
- Commissioners were reminded to avoid ex parte contacts, disclose conflicts, use proper motion language, and rely on integrity assessments when evaluating contributing/non-contributing status.
Meeting Transcript
I'd like to call to order the February 28th, 2024 HPC training. Okay. So my name's Scott Waxter. I'm one of the assistant city attorneys. Sitting with me is Iris Annan, also assistant city attorney. And we're going to go over some training for tonight, talk about um motion making, some considerations uh about making good decisions, and then I think that Christina and Sarah might give you some information a little bit on um some of the things that we've come across recently, some contributing, non-contributing, and what how the votes and and sort of decision processes are from that. So I think I may have been giving you guys this training once before. If I have and you remember all my punch lines don't ruin it for everybody else. So but preliminarily, uh sort of the role of the Historic Preservation Commission, um, it's a quasi-judicial or it's quasi-digital commission, which means that your decisions can be appealed over to the circuit court for determination as to whether or not they are um accurate, correct, um, what we like to call defensible decisions. I want to make sure that you're making defensible decisions. And the attorneys that sit here, uh the mantra that I like to say is I don't I don't really care what you decide, right? It's not for that's not for us to worry about. It's my dis my job is to make sure that you don't get overturned on appeal. So the the goal is to make sure that everything that you're saying up here is something that Iris or I can defend in a brief and write and make sure that it is upheld by the circuit court. So when the circuit court decides your cases, the first thing they look at it and they determine is whether or not it was made based on an error of law. You don't get any, we as a collective, we don't get any deference from the court if you've made an error of law in your decisions. And and that's different than an error in judgment. An error in law is if you are citing to the wrong code, you're citing to the wrong law, you're you're absolutely using the wrong measuring stick, if you will. Um, you won't have that a lot because staff will certainly guide you in the right direction if necessary, one of the lawyers will stand up and say, I think you're not making the decision appropriately in that regard. So if we find if we think you're making an error of law and you hear us talking about that, that's perk your ears up because that won't be anything that we can defend over in court. And you'll you'll hear us kind of correct you and and jump in on that. So if you don't make an error of law, then the second thing that the circuit court looks at is whether your decisions involved by the agency had sufficient evidence in the record to support the decision. So is there enough in the facts in front of you, whether that be from your site visit, whether it be from the staff report, whether it be from your own um knowledge of the property, but if there's enough facts in the record, whether or not you have that will determine whether or not the the decision is going to be upheld. And I I don't love the read, but I'll read some of the sufficient evidence is determined is determined to exist if reasonable minds might accept it as adequate to support your conclusions. The reviewing court will not overturn your decision by substituting its judgment of the question of facts. So whether or not something is too massive for the streetscape or something like that, that's a decision that you will make, and the court's not gonna say, well, we would have found differently. As long as you again you have adequate information in the record and you cite to adequate evidence, the court will accept that as a correct decision. The court looks at it not as to um re it's it's excuse me, it's a question of reasonableness. Is your decision reasonable? Not whether your decision is right. Because if you have enough, you know, the majority of you are citing to the right um cases, looking at the right law, and you make a decision, they're not gonna say, well, we would pick something else and overturn you. That's not the way that works. The third step is whether a reasonable mind could reach the conclusion from the facts in the record that you reached. So if everything points to the make crazy examples, but if everything points to this building is 15 stories and everybody says it's a monstrosity and it's and it's there's no way you could possibly come to the conclusion that oh no, it's it's small enough. It's it's the right decision. It if it's reasonable that an HPC person could reach this conclusion, then it'll be upheld. Oh, Robert's here. We'll pause for a second. You've heard it all before though. We didn't want to start, but Iva said we had to start without you. A little bit. Oh, yes, we've heard. I'm sorry to hear that. Well, quickly was as I started. This is a quasi-judicial capacity, is how you sit. Your decisions are reviewed by circuit court, they determine whether you've made an error of law to start, and if you haven't made an error of law, then the second decision is whether or not the agency had sufficient evidence in the record to support its decision. Sufficient evidence is determined by reasonable minds, whether a reasonable mind might accept it as adequate to support your conclusion. And then the third step is whether a reasonable mind could reach the conclusion from the facts in the record before the HPC. If the HPC conclusion can be rationally supported by the evidence, then it's deemed to be based upon substantial evidence and it will be upheld. Which is brings us to when you're going to make motions.
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